Job Details

The Certified Financial Planner will advise existing clientele on retirement income planning including explanation of product features, administrative procedures, and recommendations as appropriate. (no cold calling)

Certified Financial Planner Responsibilities:

• Reviews and/or prepares comprehensive financial plans and needs based assessments by entering data for proposals using approved financial planning software.
• Prepares alternatives and recommendations while also framing the plan for presentation/delivery to the client.
• Adheres to all firm compliance and supervisory policies, including but not limited to, anti-money laundering/Office of Foreign Asset Control and/or privacy policies and procedures.
• Conducts periodic retirement planning seminars for customers and producers both virtually and travels to locations to conduct in person upon request.
• Assists in entity-level presentations (in writing or in person) where information on retiree services is required.
• Maintains awareness of changing legal environment as it impacts investments, retirement plans and insurance products. Work with appropriate areas (compliance, communications, advice, systems, sales, administration) to ensure ongoing compliance.
• Maintains detailed records of customer interactions, recommendations and actions according to appropriate regulations.

Certified Financial Planner Requirements:

• Bachelor's degree in Finance.
• Certified Financial Planner (CFP) required.
• Must have one of the following combinations: (FINRA 6, 63, and 66) OR (7 and 66)
• 3+ years of experience in the financial services industry
• Knowledge of Profiles or Money Guide Pro or similar financial planning software.